Schedule at a Glance
Thursday, July 12
10:00-10:15 a.m. Welcome and Introduction by REISA President, Daniel Oschin
10:15-11:15 a.m. Regulatory Audits: How a Due Diligence Officer Can Best Prepare and Perform
11:15-11:25 a.m. Break
11:25 a.m.-12:25 p.m. Arbitration Panel Decisions: Analysis of Lessons Learned and How to Apply to Future Arbitrations
12:25-1:30 p.m. Lunch and Sponsor Showcase
1:30-2:30 p.m. Energy: Due Diligence Tips and Techniques for Oil & Gas Offerings
2:30-2:40 p.m. Break
2:40-3:40 p.m. Best Practices for Ongoing Due Diligence
3:40-4:10 p.m. Sponsor Showcase
4:10-6:10 p.m. Business Development Companies: Deconstructing the Sponsor and Offering
6:15-7:15 p.m. Cocktail Reception
Friday, July 13
7:30-8:30 a.m. Breakfast
8:30-9:30 a.m. JOBS Act, FINRA Notice 12-14 and Other Regulatory Hot Topics
9:30-9:40 a.m. Break
9:40-10:40 a.m. The Science of Sponsor Site Visits: Quantitative
10:40-10:50 a.m. Break
10:50-11:50 a.m. The Science of Sponsor Site Visits: Qualitative
11:50 a.m. Closing Remarks
Noon-1:00 p.m. Lunch
