Alerts/Issues

Legislative Alerts/Issues

We advocate for you. REISA keeps you up-to-date on the latest issues and regulations affecting the industry. Members are the first to learn about which bills are being passed. Now, members can view regular Washington Council Ernst & Young updates. View the current updates now!

 

RECENT RESPONSE TO NOTICES

REISA responds to NASAA regarding BDC Guidelines. Click here to view letter.

REISA responds to SEC regulatory initiatives on the JOBS Act. Click here to view comment letter.

REISA responds to FINRA's regulatory notice 12-18. Click here to view comment letter.

REISA responds to Congress on H.R. 2146 Data Act. Click here to view comment letter.

REISA responds to FINRA's regulatory notice 12-14. Click here to view comment letter.

REISA responds to the SEC’s comment request on FINRA’s Partial Amendment No. 1 to proposed FINRA Rule 5123. Click here for more details.

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